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ComplySci

Score10 out of 10

2 Reviews and Ratings

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What is ComplySci?

ComplySci is a provider of regulatory technology solutions that help compliance professionals identify, manage and report on employee conflicts of interests and compliance risk activities, including personal trading, political contributions, and other violations.

Founded in 2003, ComplySci develops automated compliance management solutions and boasts users among over 1,400 customers, including some of the worlds largest financial institutions.

Categories & Use Cases

Key Features

Learn about the best (and worst!) features ComplySci has to offer, as determined by TrustRadius' reviewers.
Based on 2 ratings of ComplySci's features
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Top Performing Features

  • Risk management

    Risk management capabilities including alert engine to warn of trending risk exposure and risk visualizations like heat maps, dashboards, etc.

    Category average: 7.4

  • Integration with Corporate Performance Management (CPM) systems

    Ability to integrate with external CPM software

    Category average: 7

  • GRC policy management

    Support for policy lifestyle changes including creation, approval, communication etc.

    Category average: 7.7

Areas for Improvement

  • Incident management

    System captures risk-related incidents, including cause and result

    Category average: 7.8

  • Common repository of GRC items

    A common repository linking all GRC elements such as policies, risks, regulations, etc.) to give a 360 degree view

    Category average: 7.8

Reviews

What users are saying about ComplySci.
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ComplySci for the Financial Securities Industry

Verified User
C-Level Executive in Legal (51-200 employees employees)

Pros

  • Monitor all trading activity and report transactions not approved
  • Provide detail reports on individual trading activity and approvals received

Cons

  • Monitoring other platforms if accounts are opened at other firms for the same individuals registered with the current firm.

Most Important Features

  • Monitoring of outside account activity
  • Obtaining pre-approval for all trades.

Return on Investment

  • Makes the compliance with regulatory requirements easier to obtain and maintain