What is InsiderQ - UPSI Management Software?
InsiderQ is a web-based solution that enables compliance officers to maintain all necessary insider trading compliances in one central place. It supports compliance with SEBI regulations, minimizes the risk of insider trading, and ensures smooth operations through important compliance processes.
Key Features:
Connected Party Member Database: Store and retrieve details of connected parties.
Grey List/Restricted Security Database: Organize restricted securities with ease.
Pre-Clearance Requests and Approvals: Allow trade requests
Trading Window Management: Keep the trading windows open and close, based on the rule set.
Trade Request Validation: Verify all valid trade requests
Post-Trading Updates: Maintain compliance through logging of post-trade updates.
Key Processes Covered:
Key Features:
Connected Party Member Database: Store and retrieve details of connected parties.
Grey List/Restricted Security Database: Organize restricted securities with ease.
Pre-Clearance Requests and Approvals: Allow trade requests
Trading Window Management: Keep the trading windows open and close, based on the rule set.
Trade Request Validation: Verify all valid trade requests
Post-Trading Updates: Maintain compliance through logging of post-trade updates.
Key Processes Covered:
Add and manage user accounts with ease.
A dashboard where all required information is presented at a glance.
Clearly communicate with stakeholders over secure communication facilities.
Each and every activity that happens in th system has to be audited easily, and hence the platform ensures that audit trails are maintained.
Detailed reports on sensitive information can be readily generated without much hassle, making use of UPSI reports.
Structured Digital Database from InsideQ makes access and reporting of data easy, ensuring compliance officers just keep things under control. The platform translates to complete transparency and peace of mind for all kinds of compliance needs.
